Part-time Head of Compliance & MLRO; SMF16 & SMF

Part‑time Head of Compliance & MLRO (SMF
16 & SMF
17) What’s in it for you?

The chance to join a small but ambitious firm that puts Compliance at the heart of its operations.

This is a firm that really believes the Head of Compliance should be fully integrated into the business rather than sat in their ivory tower.

As a result, once proven in the role, you’ll have the opportunity to become a Partner in the firm.

This is a 3 days per week part‑time / fractional role with 2 of those days spent in the London office with the other day working from home (you can spend all 3 days in the office if you wish).

You’ll be responsible for ensuring the business operates compliantly, taking on responsibility for both Regulatory and Financial Crime Compliance for the firm.

You’ll hold direct accountability for the design, implementation and ongoing maintenance of an effective Compliance framework, policies and monitoring plan that supports strategic objectives.

You’ll adopt a balanced and reasoned approach to the interpretation and application of regulatory rules and guidance, ensuring the firm meets its investors’ needs, its regulatory requirements and its business objectives.

You’ll also undertake horizon scanning to keep the leadership team abreast of any changing regulatory requirements, ensuring the business responds accordingly.

You’ll be an experienced senior Compliance specialist familiar with operating at this level within the Retail Investment Management arena, ideally as an SMF
16 although this is not essential.

You’ll be familiar with the regulatory landscape impacting a retail investment management firm, including Consumer Duty.

You’ll have a proven track record of senior stakeholder engagement, whilst excellent communication, negotiating and influencing skills are essential.

You must also be happy working in a hands‑on manner – you’ll never be far from the coalface.

If so, click apply and send over your CV.

Not got an up to date CV?

Don’t worry, you can always give me (Mark) a call on  for a confidential discussion or email me at mar letting me know that you’re interested. We’ll pick it up from there.

Location:

London

Workplace:
Hybrid Working

Reference: 415235

To apply for this position, please click on ‘Apply Now’ button or email your CV together with details of your current remuneration to  quoting reference 415235.

Willow Resourcing, 2nd Floor, 3 Brindley Place, Birmingham, B1 2JB
.