Compliance Officer, Finance & Banking

Job Reference: NJ0486

Date Posted: 17 August 2026

Recruiter:
Nexus Jobs Limited

Location:

London Remote Working:
Some remote working possible

Salary: 45,000 to 50,000

Sector:
Banking & Financial Services Job Type: Permanent

Work Hours:

Full Time Contact:
Jas Gujral Email: cv Telephone:
Apply for this job nowJob Description Compliance Officer – Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry.

To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across London Bank Branch To ensure the effectiveness of the Financial Crime Prevention framework with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatory compliance and Financial crime matters to the London Bank Branch staff

To support the Head of Compliance in the management of compliance and regulatory risks, including liaison with the Regulator’s Financial Intelligence Authority and any other regulatory and law enforcement bodies.

Responsibilities Perform on going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required

To escalate suspicious or ambiguous transactions to supervisor/Manager or Head of Compliance for a review or decision

Perform Compliance Review on respective business units on periodic basis, as per Compliance Review plan endorsed by Senior Management team Perform Control Effective Testing (CET) on selected key business areas, especially areas that poses higher risk in Compliance and/or AML Ensure all control gaps are identified and addressed, closed to mitigate any potential risks. Assist Head of Compliance with Compliance/Anti-Money Laundering advisory to business team, when required Identify potential AML & Compliance process or policy improvements and communicate findings and recommendation to quality assurance management team Provide guidance and training, where required on areas of improvement

Perform on going validation of monitoring strategies to ensure appropriate AML and Compliance governance and control

Conduct timely follow up on pending outstanding issues to ensure proper resolution and issue closure

Draft, validate and submit reports to regulators on Fin Crime and Compliance matters

Bachelor’s Degree or Master’s Degree in any discipline (Accounting/Finance/Business/Economics/Financial Engineering/Law) would be of added advantage

Certification in AML/FCC or Compliance2-3 years of experience of relevant banking/AML compliance in established bank / financial institutions

Technical/Functional skills

In-depth knowledge of AML compliance function, including the related/applicable rules and regulations

The required understanding of the business/business units and it’s operations.

Advance knowledge of MS Office especially MS Excel, MS Powerpoint etc.

Personal skills (Soft Competencies [Core/Leadership])Personal integrity and ethics.

Good judgment in enabling the provision of sound advice on regulation and practice, proactive management of compliance and regulatory risks.

Good presentation and influencing skills, required in guiding and assisting teams in putting forward proposals for clients, whenever necessary.

Effective managerial skill as a point of reference for the subordinates.

The salary for this position is 45K - 50K plus Benefits.

The Client is based in Central London.

Please send your CV to us in Word format along with your salary and notice period.