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Compliance File Reviewer - FCA Suitability & Regulatory Assurance

Remote / Online - Candidates ideally in
Cardiff, Cardiff City Area, CF10, Wales, UK
Listing for: MERJE
Per diem, Remote/Work from Home position
Listed on 2026-08-28
Job specializations:
  • Finance & Banking
    Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below

MERJE is seeking a Compliance File Reviewer on a 12 month fixed-term contract to support a growing portfolio of financial services clients across the UK. The successful candidate will conduct detailed FCA suitability file reviews and provide regulatory assurance across investments, pensions and retail financial advice.

You will work from a base in the North West, North East, Midlands or Yorkshire with a mix of remote work and occasional travel to client sites, collaborating with a team of

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