Compliance Specialist, Finance & Banking

Are you a proactive Compliance Advisory or compliance testing / monitoring professional looking for your next challenge?

Do you have significant experience within internal controls, compliance frameworks and regulatory change reporting?

Our client, a large global wealth management firm, are expanding within their Compliance & Controls function and hiring at VP level!

Offering up to £80,000 plus discretionary bonus, non-contributory pension, exceptional wider benefits including on-site gym and 1 day working from home! – This opportunity is perfect for an ambitious individual looking for a unique role with growth potential!

Key Responsibilities:

• Horizon scanning and identifying regulatory developments, relevant risks and assessment of these.
• Acting as key liaison withing the function ensuring governance requirements are met and communicated effectively.
• Supporting with MI reports, regulatory reporting, implementing compliance frameworks and advising on compliance best practice when needed.

Ideally, you will have or be:

• Significant experience with stakeholder management, business partnering and building strong relationships across the business functions.
• At least 2/3 years’ previous experience within Compliance and Regulatory Governance, in a complex Financial Services environment.
• Solid knowledge and experience with advising on Compliance, monitoring and testing, and identifying relevant governance risks.

One thing to note is this is not a financial crime, AML, or KYC Compliance position!