Remote Senior Branch Compliance Examiner
Hialeah, Miami-Dade County, Florida, 33002, USA
Listed on 2026-10-27
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Finance & Banking
Financial Compliance
Osaic is seeking a Senior Branch Office Examiner for its Branch Exam department. The role requires supervising branch exams for Financial Advisors affiliated with Osaic Broker Dealers, providing guidance and oversight to ensure compliance with applicable regulations.
The position involves approximately 100–120 exams per year, remote or onsite with up to 25% travel, and mentorship of junior staff. A strong background in FINRA rules, brokerage products, and reporting is essential.
We are seeking a motivated Remote Senior Branch Compliance Examiner to join Osaic in Saint Petersburg, FL, United States.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the Remote Senior Branch Compliance Examiner role at Osaic, based in Saint Petersburg, FL, United States.
We are looking to fill the Remote Senior Branch Compliance Examiner position at Osaic in Saint Petersburg, FL, United States.
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