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Remote Senior Branch Compliance Examiner

Remote / Online - Candidates ideally in
Maple Grove, Hennepin County, Minnesota, 55311, USA
Listing for: Osaic
Full Time, Remote/Work from Home position
Listed on 2026-10-27
Job specializations:
  • Finance & Banking
    Financial Compliance
Salary/Wage Range or Industry Benchmark: 80000 - 85000 USD Yearly USD 80000.00 85000.00 YEAR
Job Description & How to Apply Below

Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers.

Our employees are the "how" and the "why" of Osaic's success. This position administers Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers, inspecting and evaluating branch activities to ensure adherence to all applicable regulations

Join us at Osaic as our next Remote Senior Branch Compliance Examiner in Oakdale, MN, United States.

Full responsibilities and requirements are described in the listing above.

Learn more about the Remote Senior Branch Compliance Examiner role in the description above.

We appreciate your interest in this position.

Join Osaic and contribute to our ongoing work.

Take a moment to read everything above and see whether this role is right for you.

Position Requirements
10+ Years work experience
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