Head of Compliance

Our client is a fast-growing fintech company that has built a cutting-edge platform to make life easier for their customers and their team.
As a remote-first business, employing over 170 people across the UK, and they're looking for a detail-oriented and passionate Head of Compliance to join them on their journey.

• Develop, implement, and manage the compliance framework, policies, and procedures, with a focus on the mortgage industry.
• Technology Driven - Working with the business to design and implement AI tools, enabling the Compliance to operate more accuracy and efficiency.
• Complaints Management - Investigate and resolve any compliance-related issues or complaints quickly and effectively.
• Stay ahead of regulatory changes and industry best practices to keep the compliance strategy sharp and effective.
• Be the expert on a wide range of compliance areas, including compliance monitoring, conduct risk, TCF, SMCR, and FCA reporting.
• Work with the team of brokers, underwriters, and leadership to provide guidance and training on compliance matters - future proofing the business.
• Monitor and review mortgage loan documentation, disclosures, and advertising to ensure everything is clear, fair, and not misleading.
• Be the main point of contact for regulatory bodies, managing reports and documentation.

• Minimum of 7 years of experience in a compliance role within the financial services industry, background in Mortgages, Secured Loans, Mortgage Protection Insurance or Bridging - ideally within a Brokerage.
• Be currently operating as SMF 16, or deputising for the current SMF 16.
• Strong understanding of the UK's regulatory landscape (FCA, etc.).
• A knack for identifying potential compliance risks and creating smart strategies to mitigate them.
• Excellent communication skills – you can make complex compliance topics easy for anyone to understand.
• You're a self-starter who can manage your own time and priorities in a fast-paced, remote environment.
• A relevant experience or degree in business, finance, or a related field is a plus, and certifications like the Certified Regulatory Compliance Manager (CRCM) are highly desirable.
• A competitive salary that reflects your skills and experience.
• Work from anywhere in the UK. Our client is a remote-first company and will provide you with the laptop and equipment you need to shine.
• A great benefits package, including private BUPA health insurance, a company pension, and access to a flexible benefits portal.
• Time to recharge with a generous holiday allowance.

You'll be part of an innovative and supportive team that's passionate about making a difference in the finance industry.
As a forward-thinking fintech, our client has built a bespoke, cutting-edge platform that enables their mortgage and protection brokers to work efficiently and at high volume - with a  client first  mindset.
They have a flat structure, which means you can talk directly to the decision-makers and see your ideas come to life quickly.
With consistent month-to-month growth, they're building something special, and they want you to be a part of it.

Our client is an equal opportunity employer and welcome applicants from all backgrounds. If you need any adjustments to support your application, just let us know.