Senior Remote Branch Compliance Examiner
Gilbert, Maricopa County, Arizona, 85233, USA
Listed on 2026-10-30
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Osaic is seeking a Sr. Branch Office Examiner to oversee exams for Financial Advisors affiliated with Osaic Broker Dealers. This role provides guidance and oversight of branch exams to ensure adherence to all applicable regulations.
The position requires 5+ years in Compliance or Branch Exams, FINRA Series 7 and 24, and knowledge of retail brokerage products. Travel up to 25% and mentoring junior team members are expected.
The Senior Remote Branch Compliance Examiner position in the Legal field is open for applications.
All applications are reviewed carefully by our team.
This is a Full Time role.
The position is based in Scottsdale, AZ, United States.
This opportunity is part of our work in Legal.
The advertised compensation is 80.000 - 85.000.
We aim to respond to suitable candidates as soon as possible.
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