Senior Compliance Officer - Financial Services

Our client, a prominent financial institution, is seeking an experienced Senior Compliance Officer to ensure adherence to regulatory requirements and internal policies. This is a fully remote position, allowing you to work from anywhere in South Africa. You will play a critical role in developing, implementing, and maintaining the company's compliance framework, mitigating risks, and fostering a culture of ethical conduct.

The ideal candidate will possess a deep understanding of financial services regulations, strong analytical skills, and the ability to provide expert guidance on compliance matters. This is an excellent opportunity to make a significant impact within a dynamic and reputable organization.

• Develop, implement, and manage the company's compliance program, ensuring alignment with all relevant financial services regulations (e.g., FICA, POPIA, FAIS Act).
• Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance and recommend corrective actions.
• Monitor regulatory changes and updates, assessing their impact on the business and implementing necessary adjustments to policies and procedures.
• Develop and deliver compliance training programs to employees across various departments.
• Investigate compliance breaches and customer complaints, recommending appropriate resolutions.
• Act as the primary point of contact for regulatory bodies, responding to inquiries and facilitating inspections.
• Advise senior management and business units on compliance-related matters and best practices.
• Maintain comprehensive records of compliance activities, policies, and training.
• Contribute to the development and enhancement of internal controls to prevent fraud and misconduct.
• Stay abreast of industry best practices and emerging compliance trends in the financial services sector.

• A Bachelor's degree in Law, Finance, Business Administration, or a related field.
• Minimum of 6 years of experience in a compliance or regulatory role within the financial services industry (banking, insurance, investment management).
• Thorough knowledge of South African financial services legislation and regulatory frameworks.
• Strong analytical, problem-solving, and investigative skills.
• Excellent written and verbal communication skills, with the ability to articulate complex regulatory requirements.
• Proven experience in developing and implementing compliance programs and policies.
• Ability to work independently, manage multiple priorities, and meet deadlines in a remote setting.
• High ethical standards and integrity.
• Professional certifications such as CCEP, CRCM, or equivalent are advantageous.

• Highly competitive salary with potential for annual bonuses.
• Flexible, fully remote working arrangement.
• Comprehensive medical aid, life insurance, and retirement fund benefits.
• Significant opportunities for professional development and career advancement.
• A challenging and impactful role within a well-respected financial institution.