Trading Assistant
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listed on 2026-11-02
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Finance & Banking
Financial Advisor / Consultant, Financial Analyst, Banking & Finance, Risk Manager/Analyst
We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and River Source Insurance and Annuities.
Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world. Since 1894, Ameriprise Financial has helped people feel more confident about their financial future. Guided by strong values and a deep commitment to clients, we’ve remained a trusted leader in financial planning and advice for more than 130 years.
Through our businesses, Ameriprise Financial, Columbia Threadneedle Investments and River Source Insurance & Annuities, we deliver advice, investment and protection solutions designed for long-term success. While each business brings distinct capabilities and expertise, all are united by our unwavering focus on clients and a strong financial foundation. For you, that means the opportunity to build a meaningful career in a high-performing, collaborative culture where your expertise can grow, your contributions are valued and your work can make a real impact.
As a global financial services company with three complementary businesses, the breadth of our capabilities sets us apart. It also creates unique opportunities for employees to learn, collaborate and grow their careers:
Ameriprise Financial:
Financial planning, advice and wealth management. Columbia Threadneedle Investments:
Global asset management serving individual, institutional and corporate clients. River Source Insurance & Annuities:
Products and solutions designed to help clients protect and grow their wealth.
As a Trading Assistant, you’ll be at the center of delivering a best-in-class trading experience for advisors and clients. You’ll collaborate with traders and business partners to support trade execution, respond to trading inquiries, and ensure transactions are completed accurately and compliantly. In addition to trading operations, you’ll contribute to Best Execution reporting, regulatory initiatives, and continuous process improvements that help drive innovation and operational excellence across the Equity & Option Trading team.
Key Responsibilities- Assist advisors, trading partners and home office staff with trading related questions including order activity, regulatory reporting, and trading system navigation and functionality.
- Perform order book reconciliation and trade allocation for all trading activity.
- Identify and resolve trading and settlement issues, while ensuring all required documentation is completed.
- Assist Business Analysts with report creation, generation, monitoring and analysis.
- Work with trading systems, execution quality reporting, trade reporting along with researching trading issues.
- Review trading area policies and procedures for compliance with industry and company rules and regulations. and identify opportunities for process improvements and risk mitigation.
- Provide back-up support to other departments within Capital Markets Trading and participate in special projects as needed.
- Education:
Bachelor's degree or equivalent. - Experience:
1 to 3 years of relevant experience. - Post-secondary education and relevant work experience may be interchanged to meet the combined total years of…
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