Assistant Director, Remote Financial Supervision & Risk
Des Moines, Polk County, Iowa, 50319, USA
Listed on 2026-11-04
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Finance & Banking
Risk Manager/Analyst, Financial Compliance, Banking & Finance, Regulatory Compliance Specialist -
Management
Risk Manager/Analyst, Banking & Finance, Regulatory Compliance Specialist
Principal Financial Group is seeking an Assistant Director to lead a supervision team focused on centralized oversight of securities and investment adviser representatives. The role emphasizes risk management, data analytics, and regulatory compliance, with a hybrid work setup and strong collaboration with senior leadership.
The position requires 8+ years in financial services supervision, a Bachelor’s degree, and FINRA licenses (7/24) with Series 65/66 preferred.
This opportunity is for the Assistant Director, Remote Financial Supervision & Risk role at Principal Financial Group.
We are seeking a motivated Assistant Director, Remote Financial Supervision & Risk to join Principal Financial Group in Des Moines, IA, United States.
Consider building your career as a Assistant Director, Remote Financial Supervision & Risk at Principal Financial Group.
The Assistant Director, Remote Financial Supervision & Risk position in the Management & Operations field is open for applications.
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