ETF & Act Funds Compliance AVP — Hybrid/Remote
Greenwich, Fairfield County, Connecticut, 06831, USA
Listed on 2026-11-04
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Finance & Banking
Regulatory Compliance Specialist, Banking & Finance, Financial Compliance
iCapital is seeking an ETF and 1940 Act Registered Funds Compliance Officer - Assistant Vice President to support compliance programs for ETF advisers, registered funds, and related entities. The role involves regulatory monitoring, governance support, and exam readiness in a fast-paced environment.
The position is based in Stamford, CT with a hybrid work model and a competitive package including salary, equity, and an annual bonus.
We have an opening for a ETF & 1940 Act Funds Compliance AVP — Hybrid/Remote in Greenwich, CT, United States within Legal, Management & Operations.
Step into the ETF & 1940 Act Funds Compliance AVP — Hybrid/Remote role at iCapital in Greenwich, CT, United States and grow with us.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
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