Remote Senior Branch Compliance Auditor
Roswell, Fulton County, Georgia, 30075, USA
Listed on 2026-11-05
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Crime
Osaic is seeking a Sr. Branch Office Examiner to oversee branch exams for Financial Advisors within Osaic Broker Dealers. You will inspect activities to ensure compliance with applicable regulations and firm policies, guiding effectiveness and consistency of examinations.
Ideal candidates have 5+ years in Compliance or Branch Exams, with FINRA Series 7 and Series 24, and strong MS Office skills. The role may involve up to 25% travel and supports both on-site and remote examinations.
Are you ready to take on the Remote Senior Branch Compliance Auditor role at Osaic?
We are looking to fill the Remote Senior Branch Compliance Auditor position at Osaic in Atlanta, GA, United States.
The Remote Senior Branch Compliance Auditor role at Osaic is now open for applications in Atlanta, GA, United States.
Join us at Osaic as our next Remote Senior Branch Compliance Auditor in Atlanta, GA, United States.
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