Remote Senior Branch Compliance Examiner
Yuma, Yuma County, Arizona, 85364, USA
Listed on 2026-11-06
-
Finance & Banking
-
Education / Teaching
Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department. This role provides guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers.
The role administers exams to assess compliance with regulations and to ensure adherence across the firm's activities. Responsibilities include conducting 100–120 exams per year, traveling up to 25% for onsite examinations, scheduling with OSJ and satellites, preparing reports, and educating
Our team is growing, and we are hiring a Remote Senior Branch Compliance Examiner in Scottsdale, AZ, United States.
This role, Remote Senior Branch Compliance Examiner at Osaic, could be your next career step.
Are you ready to take on the Remote Senior Branch Compliance Examiner role at Osaic?
We would love to welcome a new Remote Senior Branch Compliance Examiner to our organisation in Scottsdale, AZ, United States.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).