Compliance Analyst: SEC Readiness & Ethics Tools
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
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Finance & Banking
Job Description & How to Apply Below
Focus Partners is seeking a Compliance Analyst in Missouri to support the Compliance Department with day-to-day administration of the firm's program and preparation for SEC examinations. You will oversee ACA Compliance Alpha and serve as a resource on regulatory guidance for in-house professionals.
The role requires at least a bachelor’s in business or related field and 1+ year in compliance or auditing in financial services. It offers base pay in 62k–72k with bonus and comprehensive benefits.
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