Remote Supervisory Analyst, Broker-Dealer Oversight
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Finance & Banking
Job Description & How to Apply Below
Voya Wealth Management is seeking a highly motivated Supervisory Principal to support principal trade review and supervisory oversight across broker dealer and registered investment adviser businesses. The role combines transaction-level review with advisor-level supervision to strengthen a modern, risk-based supervision program.
The candidate will apply regulatory judgment, escalate risk, and collaborate with advisors and business teams to ensure reviews are accurate, compliant, and timely.
The following opening is for a Remote Supervisory Analyst, Broker-Dealer Oversight with Voya Financial, Inc.
All applications are reviewed carefully by our team.
This is a Full Time role.
The position is based in Boston, MA, United States.
This opportunity is part of our work in Legal.
The advertised compensation is 69.000 - 87.000.
We aim to respond to suitable candidates as soon as possible.
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