Senior Branch Compliance Examiner - Remote
-
Finance & Banking
Job Description & How to Apply Below
Raymond James is seeking an examiner to conduct onsite branch examinations of retail brokerage offices across the United States. The role emphasizes detailed documentation, communicating findings to management, and escalating risks to compliance leadership.
The position requires a bachelor’s degree and at least three years of licensed examination experience, with Series 7/24 (or equivalents) and travel up to 50%.
The Senior Branch Compliance Examiner
- Remote role at Raymond James is now open for applications in New York, NY, United States.
For the Senior Branch Compliance Examiner
- Remote position at Raymond James, we are reviewing applications now.
Step into the Senior Branch Compliance Examiner
- Remote role at Raymond James in New York, NY, United States and grow with us.
Please review the full job details above before applying.
Position Requirements
10+ Years work experience(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
View / Apply for Jobs
Matching My Jurisdiction