Registered Funds Compliance Associate — Hybrid/Remote
-
Finance & Banking
Job Description & How to Apply Below
iCapital Network, Inc. seeks a Compliance Officer, IAS / Registered Funds - Associate in Salt Lake City, Utah to support the registered funds program.
You will help oversee regulatory matters under the Investment Company Act of 1940 and Advisers Act, performing testing and reviewing marketing materials. You will collaborate with Legal, Marketing, Fund Management, Investments, Finance, and Product to translate complex regulations into practical controls, and support SEC examinations and provider
We would love to welcome a new Registered Funds Compliance Associate — Hybrid/Remote to our team in Salt Lake City, UT, United States.
The position is based in Salt Lake City, UT, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 70.000 - 85.000.
We aim to respond to suitable candidates as soon as possible.
Position Requirements
10+ Years work experience(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
View / Apply for Jobs
Matching My Jurisdiction