Senior Investment Compliance Principal - Remote
-
Finance & Banking
Job Description & How to Apply Below
Ameritas is seeking a Sr. Supervision Principal to review and approve brokerage, advisory and retirement transactions in line with Reg BI and DOL fiduciary rules.
This remote USA role coordinates with Field Supervision to oversee the broker-dealer and investment advisory distribution, without requiring regular in-office presence. The candidate will supervise activity, analyze exceptions, and guide compliance education across the enterprise, with emphasis on risk mitigation and regulatory
This is a great role to take on the Senior Investment Compliance Principal
- Remote role at Ameritas.
The Senior Investment Compliance Principal
- Remote role at Ameritas is now open for applications in Lincoln, NE, United States.
Join us at Ameritas as our next Senior Investment Compliance Principal
- Remote in Lincoln, NE, United States.
We are currently recruiting a Senior Investment Compliance Principal
- Remote for our team in Lincoln, NE, United States.
Position Requirements
10+ Years work experience(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
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