Compliance Assurance Analyst; FS

We are seeking a data-focused Compliance Assurance Analyst to join our 2

LoD Compliance Monitoring team, delivering an 'always-on', risk-based assurance programme across Financial Services. In this role, data and analytics are at the heart of everything you do. You will leverage management information (MI), data analytics, and reporting dashboards to provide independent oversight of regulatory compliance, conduct risk, and operational controls. With a primary focus on FCA Consumer Duty requirements, your insights will be vital in evidencing effective governance, ensuring good customer outcomes, and proactively identifying potential risks of customer harm.

In addition to your contractual pay, any time worked between 22:00 - 06:00 will attract Night Premium at a rate of £4.75 per hour. This will also apply to existing Partners who have enrolled onto Enhanced Hours Premium arrangements.

• Salary: The expected salary is up to £50K, depending on the skills and experience you would bring to the role.
• Contract type: 6 Month Fixed Term Contract (external) / Secondment (internal)
• Working pattern / flexible working: The Partnership has adopted a hybrid working approach, meaning you'll be able to work a mixture between the office and home-based upon your personal needs, whilst balancing the needs of the business. The team is currently required to be in the office 1 day a week and on a more ad-hoc basis to attend key meetings as required,, with Monday being the core day for Financial Services
• Location: This role is based at our London Head Office campus in Pimlico.

• Data-led Monitoring: Conduct continuous assurance monitoring, risk-based reviews, and root cause analysis using complex datasets to identify trends and mitigate potential customer harm.
• Dashboard Development & Maintenance: Support the development of, and maintain, automated assurance focussed dashboards to track compliance metrics, monitor key risk indicators (KRIs), and present clear findings to relevant first line teams.
• Management Reporting: Support the production of management reporting, translating findings into meaningful insights which support first line remediation via governance committees.
• Data Governance & Quality: Maintain data quality standards across assurance reporting, reconciling data sources and investigating discrepancies to ensure trusted analytics.
• Continuous Improvement: Leverage data trends to identify inefficiencies and continuously improve 2
  
  LoD oversight processes and assurance techniques.
• Capability Growth: Actively participate in subject matter and technical training to continuously stretch your analytical capabilities and industry knowledge.

• Data Analysis: Strong background in Management Information (MI) and data analysis within a regulated financial services environment, with the ability to interpret and communicate complex data clearly to relevant stakeholders.
• Business Intelligence & Dashboard Design: Experience using Tableau, Power BI, or similar reporting tools, to design and develop reporting dashboards.
• Problem-Solving: Proven capability to dissect complex datasets and identify issues and root causes, with a creative approach to supporting first line with recommendation and management actions.
• Continuous Improvement & Optimisation: Ability to demonstrate a curious and data-driven mindset in order to identify data anomalies and early warning indicators, with a focus on implementing innovative improvements to current processes with a strong attention to detail.

• Regulatory Foundation: Knowledge of Regulatory Compliance, Risk Management frameworks, and conduct standards within a regulated financial services environment.
• Advanced Technical &…