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Senior Field Compliance Director — FINRA Expert
Remote / Online - Candidates ideally in
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listed on 2026-01-07
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listing for:
Edward Jones
Remote/Work from Home
position Listed on 2026-01-07
Job specializations:
-
Management
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm in St. Louis is seeking a Field Supervision Director to ensure compliance across Branch Teams. This role involves enforcing regulatory standards, analyzing client activities, and collaborating with branch personnel. The ideal candidate will hold an active Series 7 license and be willing to obtain additional required licenses. The position offers a comprehensive benefits package and requires a combination of on-site and home-based work, enhancing flexibility in performance.
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Position Requirements
10+ Years
work experience
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