Team Leader - Field Supervision Investment Advisory

Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.

Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is working to make the firm better together - as they grow as individuals. If these words resonate with you, we should talk.

Position

Schedule:

Full-Time

This job posting is anticipated to remain open for 30 days, from 10-Dec-2025. The posting may close early due to the volume of applicants.

The Investment Advisory Supervision Team is responsible for supervising the firm's investment advisory programs, responding to inquiries regarding compliance policies or procedures and supporting branch and home office associates. This position would be responsible for leading a team of Field Supervision Directors who provide compliance support to our branch offices and internal departments.

• Oversee the performance of an Investment Advisory Supervision Team.
• Utilize expertise of firm compliance policies and industry regulations to strategically direct complex, supervisory decisions.
• Manage and implement complex projects to ensure firm business and supervision evolve with operational and regulatory demands.
• Risk oversight of designated principals, evidenced in supervisory records, to ensure reasonable supervision is in alignment with firm and regulatory policies and procedures.
• Establish performance expectations to ensure supervision is reasonable, timely, and in the best interest of the client.
• Attract and retain a diverse team to meet current and future business goals.
• Mentor and coach team on identifying trends and patterns in branch and client activity while influencing next steps in progressive supervision.
• Engage associates to foster a growth mindset by supporting the planning and execution of a purposeful development plan.
• Foster constructive partnerships by influencing and positively impacting discussions as a key decision maker with Branch Teams and various stakeholders across the firm.
• Represent the firm as a leader within the department during industry conferences, legal proceedings, and regulatory matters.
• Advanced knowledge and expertise of the firm's investment advisory programs.
• Authorize and reconcile routine and non-routine business expenses and client reimbursements to ensure appropriate usage of firm resources.
• Enforce and assist in establishing and maintaining firm Written Supervisory Procedures (WSPs).

Edward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage. Short- and long-term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and flexible spending account.

Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm's Employee Assistance Program. For more information on the Benefits available to Edward Jones associates, please visit our benefits page  .

Hiring Minimum: $99200

Hiring Maximum: $168900

• Series 7 & 66 (or equivalent) required (Series 7 must be held for a minimum of 2 years)
• Series 9 &10 (or equivalent), 24, and insurance license required (or must be obtained within 4 months of hire)
• Extensive securities product knowledge as well as knowledge of industry regulations, firm policies, and supervisory systems.
• Leadership, analytical, investigative, and decision-making skills are required.

• Bachelor's degree or equivalent industry experience
• Graduate level degree or additional industry certification(s) is preferred

Current I…