Regional Compliance & Supervision Leader
Oakdale, Washington County, Minnesota, USA
Listed on 2026-10-06
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Management
Healthcare Management, Project & Program Management, Area Manager
Osaic is seeking a Regional Supervision Manager to oversee account reviews and brokerage/ advisory transaction oversight across our back-office platforms. You will ensure client interests align with firm policies and coordinate with home office staff to maintain compliance and efficiency.
The role requires three years of related experience and FINRA licenses (7, 24, 63/65/66). This is a full-time, hybrid position based in our hub locations with a competitive benefits package.
Step into the Regional Compliance & Supervision Leader role at Osaic in Oakdale, MN, United States and grow with us.
Join us at Osaic as our next Regional Compliance & Supervision Leader in Oakdale, MN, United States.
We are currently recruiting a Regional Compliance & Supervision Leader for our team in Oakdale, MN, United States.
This is a strong opportunity to take on the Regional Compliance & Supervision Leader role at Osaic.
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