Remote Director of Broker-Dealer Supervision
Stamford, Fairfield County, Connecticut, 06925, USA
Listed on 2026-10-07
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Management
Regulatory Compliance Specialist
New Edge Securities, part of New Edge Capital Group, seeks a seasoned supervising professional to lead broker-dealer supervision across all registered representative and branch activity. The role emphasizes day-to-day operational supervision to meet FINRA Rule 3110 obligations and embed supervisory controls firm-wide.
Location options include Pittsburgh, Stamford, or Fort Lauderdale, with remote candidates encouraged to apply.
The following opportunity is for a Remote Director of Broker-Dealer Supervision with New Edge Capital Group.
The position is based in Stamford, CT, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 180..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Remote Director of Broker-Dealer Supervision role in the description above.
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