Complex Compliance & Operations Leader
Village of Garden City, Nassau County, New York, USA
Listed on 2026-10-14
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Management
Risk Manager/Analyst, Regulatory Compliance Specialist
Janney in the New York area seeks a Complex Supervisory Manager to oversee branch operations, supervision and compliance across three branches, ensuring timely, accurate execution and a strong culture of compliance.
Responsibilities include coordinating approvals, monitoring risk, supporting staff training, and liaising with the Complex Director and home office. Requirements include Series 7, 63 and 65 (or 66) and 9 and 10 upon hire, plus strong communication, ethics, and client service.
The Complex Compliance & Operations Leader role at Janney is now open for applications in Village of Garden City, NY, United States.
Learn more about the Complex Compliance & Operations Leader role in the description above.
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