Director, Broker-Dealer Supervision; Remote
Miami, Miami-Dade County, Florida, 33101, USA
Listed on 2026-11-01
-
Management
Regulatory Compliance Specialist, BD Manager, Banking & Finance
New Edge Capital Group's New Edge Securities is seeking a seasoned supervisory executive to serve as Managing Director of Broker-Dealer Supervision. You will design and manage the firm's supervisory framework across registered representatives and branch activity, ensuring FINRA Rule 3110 compliance and embedded controls.
The role reports to senior leadership and offers remote-friendly options, with preference for candidates located in Pittsburgh, Stamford, or Fort Lauderdale.
This Full Time role is for the Director, Broker-Dealer Supervision (Remote) role at New Edge Capital Group.
This Full Time opening is for the Director, Broker-Dealer Supervision (Remote) role at New Edge Capital Group.
We are seeking a motivated Director, Broker-Dealer Supervision (Remote) to join New Edge Capital Group in Fort Lauderdale, FL, United States.
Consider building your career as a Director, Broker-Dealer Supervision (Remote) at New Edge Capital Group.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).