Remote Field Supervisor, Compliance & Operations
Edison, Middlesex County, New Jersey, 08817, USA
Listed on 2026-11-07
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Management
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Principal Financial Group is seeking a Field Supervisor 2 to join the Principal Securities Broker Dealer team. You’ll review complex securities transactions to ensure compliance with standards and regulations while maintaining customer experience through timely reviews.
You will also coordinate supervision items, liaise between Principal Securities Supervision and Operations, and assist in annual visit planning. A strong background in finance, securities, and FINRA rules is essential.
The Remote Field Supervisor, Compliance & Operations role at Principal Financial Group is now open for applications in NJ, United States.
This role, Remote Field Supervisor, Compliance & Operations at Principal Financial Group, could be your next career step.
Are you ready to take on the Remote Field Supervisor, Compliance & Operations role at Principal Financial Group?
We would love to welcome a new Remote Field Supervisor, Compliance & Operations to our group in NJ, United States.
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