More jobs:
Mutual Fund Suitability Review Analyst
Job in
Oshawa, Ontario, L1G 0A1, Canada
Listed on 2026-11-02
Listing for:
Primerica
Full Time
position Listed on 2026-11-02
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Banking & Finance, Financial Services
Job Description & How to Apply Below
Review mutual fund trades for suitability and completeness as a temporary Suitability Review Analyst with Primerica’s PFSL Department. Excel proficiency supports accurate, timely trade processing.
This temporary analyst position focuses on reviewing trades against PFSL guidelines, mutual fund compliance, and securities regulations. The work requires post-secondary education or equivalent knowledge, strong organization, and careful attention to detail. Mutual fund industry experience, IFIC, and the Branch Manager exam are relevant qualifications.
Key Responsibilities:- Review mutual fund trades for suitability and completeness
- Check compliance with PFSL guidelines and securities regulations
- Forward deficient trades to appropriate staff for resolution
- Send trades to data entry staff promptly
- Compile Operations Statistics reports and complete assigned duties
- Post-secondary education or equivalent working knowledge
- Minimum two years’ mutual fund industry experience considered an asset
- IFIC and Branch Manager exam required
- Excellent communication and organizational skills
- Microsoft Office proficiency, particularly Excel
Apply your mutual fund knowledge, compliance awareness, and Excel skills to accurate trade suitability review at Primerica.
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×