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Regulatory Compliance Specialist

Sales Compliance & Documentation Associate

Job in Pasadena, Los Angeles County, California, 91122, USA
Listing for: East West Bancorp
Full Time position
Listed on 2026-01-15
Job specializations:
  • Business
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A top bank in California is looking for a Sales Supervision Associate to oversee documentation and compliance tasks for approximately 80 licensed individuals. Candidates should have a bachelor’s degree and at least 3+ years of business experience, preferably in broker-dealer regulatory or compliance roles. The role offers a competitive hourly wage ranging from $20 to $26, based on skills and experience, and requires legal authorization to work in the U.S.
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Position Requirements
10+ Years work experience
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