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VIE Compliance specialist M/F
Job in
Town of Italy, Penn Yan, Yates County, New York, 14527, USA
Listed on 2026-01-15
Listing for:
Amundi
Full Time
position Listed on 2026-01-15
Job specializations:
-
Finance & Banking
Corporate Finance, Regulatory Compliance Specialist, Financial Analyst, Financial Consultant
Job Description & How to Apply Below
Job description
Europe, Italy
Business typeTypes of Jobs - Asset Management
Job titleVIE Compliance specialist M/F
Contract typeFixed-Term Contract
Term (in months)24
Expected start date02/03/2026
Job summaryCompliance department ensures adherence to regulatory standards and internal policies. We are looking for a VIE to join our team.
Main tasks:- Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).
- Perform second‑level controls focusing on best execution, proper order handling, trade allocation, cross trades, prevention of market manipulation/insider dealing, and conflicts of interest in fund selection and due diligence (including scope of Law no. 220/2021).
- Review personal transactions and monitor compliance with gifts & benefits policies.
- Analyse distributor activity (flow analysis, target market feedback and distribution policies) and monitor securities‑related conflicts of interest.
- Supervise MiFID‑related controls, including suitability/appropriateness and ESG preferences.
- Develop and automate internal controls and design new control frameworks.
- Provide compliance advisory, training to investment staff and liaise with Group Compliance Policies.
- Prepare periodic reports for internal corporate bodies and committees.
Europe, Italy
CityMilan
Candidate criteria Minimal education levelPostgraduate degree MA/MSc/PhD/Doctorate or equivalent
Academic qualification / SpecialityDegree in Finance/Economics
Level of minimal experience0-2 years
ExperiencePast experience related to innovative topics, automation and programming, its considered a plus.
Required skills- Strong analytical skills
- Innovative mindset
- Time management
- Financial knowledge in terms of investments processes, trading and securities master data
- Excellent knowledge of Microsoft Office
Fluent in English;
Italian is a plus
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