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VIE Compliance specialist M​/F

Job in Town of Italy, Penn Yan, Yates County, New York, 14527, USA
Listing for: Amundi
Full Time position
Listed on 2026-01-15
Job specializations:
  • Finance & Banking
    Corporate Finance, Regulatory Compliance Specialist, Financial Analyst, Financial Consultant
Job Description & How to Apply Below
Location: Town of Italy

Job description

Europe, Italy

Business type

Types of Jobs - Asset Management

Job title

VIE Compliance specialist M/F

Contract type

Fixed-Term Contract

Term (in months)

24

Expected start date

02/03/2026

Job summary

Compliance department ensures adherence to regulatory standards and internal policies. We are looking for a VIE to join our team.

Main tasks:
  • Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).
  • Perform second‑level controls focusing on best execution, proper order handling, trade allocation, cross trades, prevention of market manipulation/insider dealing, and conflicts of interest in fund selection and due diligence (including scope of Law no. 220/2021).
  • Review personal transactions and monitor compliance with gifts & benefits policies.
  • Analyse distributor activity (flow analysis, target market feedback and distribution policies) and monitor securities‑related conflicts of interest.
  • Supervise MiFID‑related controls, including suitability/appropriateness and ESG preferences.
  • Develop and automate internal controls and design new control frameworks.
  • Provide compliance advisory, training to investment staff and liaise with Group Compliance Policies.
  • Prepare periodic reports for internal corporate bodies and committees.
Position location Geographical area

Europe, Italy

City

Milan

Candidate criteria Minimal education level

Postgraduate degree MA/MSc/PhD/Doctorate or equivalent

Academic qualification / Speciality

Degree in Finance/Economics

Level of minimal experience

0-2 years

Experience

Past experience related to innovative topics, automation and programming, its considered a plus.

Required skills
  • Strong analytical skills
  • Innovative mindset
  • Time management
  • Financial knowledge in terms of investments processes, trading and securities master data
  • Excellent knowledge of Microsoft Office
Languages

Fluent in English;
Italian is a plus

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