Compliance Analyst - Core Compliance
Listed on 2026-10-16
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Services, Risk Manager/Analyst
Susquehanna is seeking a Compliance Analyst to support the firm's core regulatory compliance program. This individual will be responsible for ensuring the firm meets its regulatory obligations while promoting a strong culture of compliance across the organization. This is a great fit for someone who thrives in a structured environment, takes ownership of detail-oriented processes, and understands the importance of confidentiality in a financial services setting.
If you join us, you will
- Support the core compliance program including employee related compliance areas (e.g., personal trading, conflicts of interest, OBAs); licensing and registration; regulatory and trade reporting; marketing material review; AML; and global policy development
- Administer Susquehanna's personal trading policy on a day-to-day basis
- Coordinate the firm's and employee's licensing and registration with various regulatory bodies
- Conduct periodic reviews and monitoring to assess the effectiveness of compliance controls
- Support regulatory exams, inquiries, and audits
- 3 to 5 years of compliance experience within financial services, ideally within a trading firm, broker-dealer, or asset manager
- Experience with regulatory reporting including global beneficial ownership reporting and trade reporting
- Marketing or advertising review experience
- Familiarity with personal trading surveillance and conflicts management
- Strong communication skills and ability to work across business and control functions
- High level of integrity, attention to detail, and sound judgment
- Ability to respond to a fast changing environment and a willingness to think creatively
- Visa sponsorship for work authorization is not available for this position now or in the future
About Susquehanna
Susquehanna is a global quantitative trading firm powered by scientific rigor, curiosity, and innovation. Our culture is intellectually driven and highly collaborative, bringing together researchers, engineers, and traders to design and deploy impactful strategies in our systematic trading environment. To meet the unique challenges of global markets, Susquehanna applies machine learning and advanced quantitative research to vast datasets in order to uncover actionable insights and build effective strategies.
By uniting deep market expertise with cutting-edge technology, we excel in solving complex problems and pushing boundaries together.
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