Investment Team Associate

IAG Wealth Partners

Investment Team Associate – Waukesha, WI

An Investment Team Associate will have a number of varied responsibilities that will likely change and grow over time. Initial responsibilities will include preparing client review materials, designing client portfolios, collecting and analyzing data, and trading investments in client portfolios. Associates are expected to follow all IAG processes to ensure proper regulatory and firm standards are met.

• Ensure all eligible accounts are linked to Wealth Vision (eMoney)
• Verify account titling is correct in Wealth Vision
• Confirm investments are classified correctly in Wealth Vision
• Identify and eliminate duplicate assets in Wealth Vision
• Prepare clean Portfolio GPS and Investment Recommendation worksheets

• Prepare initial portfolio analysis for prospective clients (PR)
• Update clients' Portfolio GPS to assure alignment with current IAG allocations
• Create detailed investment recommendations taking into consideration current allocation, target allocation, individual risk tolerance, liquidity, equity diversification, risk‑adjusted investment performance, tax consequences, RMD status, annuity restrictions, potential annuity upgrades, staff time, costs, systematic withdrawals, and client cash flow needs

• Serve as a backup trader during periods of high volume
• Implement trades to meet client cash flow needs
• Conduct trades during our Bear Market Opportunity Plan process

• Proficiency in Microsoft Excel; familiarity with macros and VLOOKUP preferred
• Ability to process detailed tasks accurately within time constraints
• Time management skills
• Ability to coordinate job responsibilities with other team members across multiple departments

• Bachelors' degree
• Experience in using CRMs and eMoney
• Previous experience in the investment industry