Suitability & Regulatory Analyst
Listed on 2026-10-09
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Finance & Banking
Regulatory Compliance Specialist, Banking & Finance
Horace Mann is seeking a detail-oriented Suitability Analyst to join our Broker-Dealer Compliance team. You will review financial services transactions for suitability and ensure activity aligns with FINRA requirements.
You will combine regulatory knowledge with analytical skills to document thoroughly and support registered personnel, with opportunities to contribute to surveillance, training, and process improvements in a highly regulated environment.
We invite applications for the Suitability & Regulatory Analyst position located in United States.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
This is a Full Time role.
The position is based in United States.
This opportunity is part of our work in Legal, IT & Technology.
The advertised compensation is 65.000 - 90.000.
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