Compliance Manager: Finance Regulation & Ethics

A major financial services firm is seeking a Compliance Officer to join their Employee Compliance Team in Phoenix, Arizona. This role involves monitoring adherence to compliance policies, handling disclosures, and collaborating with various departments on regulatory matters. The ideal candidate should have 5-10 years in financial services, knowledge of FINRA regulations, and possess strong communication and Excel skills. The company offers competitive benefits including a 401(k) matching plan, tuition reimbursement, and extensive paid leave.
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