Compliance Assistant Manager - Fair and Banking
Job in
Phoenix, Maricopa County, Arizona, 85002, USA
Listed on 2026-01-06
Listing for:
Western Alliance Bancorporation
Full Time
position Listed on 2026-01-06
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
Job Title:
Compliance Assistant Manager - Fair and Responsible Banking
Location:
TX - Dallas/Irving
What you'll do:
As a Fair and Responsible Banking Compliance Assistant Manager you'll be a "subject matter expert", and provide advice, oversight and guidance related to fair lending and UDAAP/UDAP regulatory compliance risks, control effectiveness, root cause analysis, and issue review and validation. You'll provide leadership and direction in identifying the applicability and impact of these regulations on the Bank's products, services and lines of businesses.
In addition, you'll assist in the review and interpretation of new regulations or changes to existing fair lending and UDAAP/UDAP regulations, including conducting impact assessments. In this role you'll provide oversight, monitor, test and effectively challenge various regulatory compliance activities. You'll support the Compliance programs and perform risk and control assessments (RCSA) in line with methodology, scope, and frequency. You'll also conduct compliance risk assessments (CCRA) on the firm's GRC platform, ensuring accurate ratings and rationale for Inherent Risk (IRR), Quality of Risk Management (QRM) and Residual Risk (RRR).
* Lead and implement Fair and Responsible Banking monitoring, Quality Assurance reviews and Board and Senior Management Reporting across consumer and commercial banking products and services.
* Effectively synthesize and communicate legal and regulatory requirements related to fair lending (ECOA and FHA), HMDA and UDAAP/UDAP laws and regulations and identify root cause(s) of potential compliance risk.
* Collaborate with stakeholders across the Bank to gain insight into Fair and Responsible Banking compliance risks associated with various line of business activities, objectives, practices, processes, and the overall control environment.
* Partner with subject matter experts in the lines of business to formulate an integrated and independent view of the business area compliance risks and Fair and Responsible Banking management practices. You will also work with Compliance team members to develop Fair and Responsible Banking compliance risk management guidance for the lines of business.
* Raise issues and collaborate in the development and implementation of new Fair and Responsible Banking compliance monitoring, quality assurance, reporting, policies, practices and tools.
What you'll need:
* 5+ years of related experience in Fair Lending, HMDA and UDAAP/UDAP Regulatory Compliance, Risk Management, Internal Audit or similar field.
* Intermediate to advanced knowledge of Fair Lending, HMDA and UDAAP/UDAP regulatory and legal compliance obligations, rules and regulations, industry standards and practices.
* Bachelor's degree in related field required.
* Previous leadership experience preferred.
* Intermediate to advanced knowledge of Fair Lending, HMDA and UDAP compliance requirements, residential and commercial mortgage originations and servicing, general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services.
* Intermediate to advanced understanding of MS Office with specific focus in Excel and PowerPoint.
* Advanced speaking and writing communication skills.
* Certified Regulatory Compliance Manager preferred.
Benefits you'll love:
We offer all the important things you'd want - like competitive salaries, an ownership stake in the company, medical and dental insurance, time off, a great 401k matching program, tuition assistance program, an employee volunteer program, and a wellness program. In addition, you'll have the opportunity to bolster your business knowledge, learning the ins and outs of how successful companies operate and manage their finances, giving you invaluable hands-on experience to help grow your career!
About the company:
Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona, Alliance Association Bank, Bank of Nevada, Bridge Bank, First Independent Bank, and Torrey Pines Bank are divisions of Western Alliance Bank;
Member FDIC. Ameri Home Mortgage is a Western…
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