CASS Oversight & Compliance Lead
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Management
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Manager
Job Description & How to Apply Below
Upvest is seeking a CASS Oversight Manager to safeguard client money and custody assets in line with FCA CASS. You’ll be the day-to-day authority, bridging regulatory requirements with operations, product, and engineering to keep our client asset framework robust and audit-ready.
You will own the CASS framework, oversee reconciliations and breaches, manage CMAR and annual audits, produce MI for the board, and collaborate with banks, custodians, and auditors.
This Full Time role is for the CASS Oversight & Compliance Lead role at Upvest.
Join us at Upvest as our next CASS Oversight & Compliance Lead in United States.
We are currently recruiting a CASS Oversight & Compliance Lead for our team in United States.
This is an excellent role to take on the CASS Oversight & Compliance Lead role at Upvest.
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