Vice President, SOX IT Control & Compliance

Position: Vice President, SOX IT Control & Compliance I
VICE PRESIDENT, SOX IT Control & Compliance

At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.

We're seeking a future team member for the role of Vice President, SOX IT Control & Compliance to join our SOX Control team. This role is located in Pittsburgh, PA.

In this role, you'll make an impact in the following ways:

• Demonstrate sound knowledge of IT general controls and application controls with a thorough understanding of SOX.
• Ensure IT general controls and application controls over financial reporting are sound and effective to ensure compliance with SOX.
• Contributes to the execution of the SOX IT plan in the assessment of key IT controls for in-scope information systems for testing, documentation and reporting to Senior Management.
• Manage multiple deliverables across various time sensitive deadlines while executing the completion of the test of design and test of operating effectiveness over the internal controls with limited oversight.
• Support the senior colleagues with tracking the status of control deficiencies; reviews remediation by process owners and documents findings for/to SOX management.
• Supports in the collaboration with business & technology stakeholders to identify ways to improve testing efficiency and issue reporting communications.
• Actively contributes to the achievement of the IT SOX team goal.

To be successful in this role, we're seeking the following:

• Bachelor's Degree or the equivalent combination of education and experience is required.
• Minimum of 3-6 years of experience in IT risk/controls, Internal IT Audit, Public Accounting IT audit or a combination of.
• Financial Services industry experience is highly preferred.
• Certified Information Systems Auditor (CISA) or an equivalent IT certification is highly preferred but not required.
• Experience with GRC software (Audit Board) or data analytic tools (Power BI, Alteryx) is preferred.

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Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

With minimal guidance, performs the assessment of IT components within internal controls over financial reporting to ensure compliance with the Sarbanes-Oxley Act ("SOX"). Assigned business/business partner areas are typically small to medium in size and may be complex. Incumbents demonstrate a breadth of knowledge of IT general controls, compliance and control and a thorough understanding of SOX. Supports senior team members in the execution of the SOX assessment program, in providing thorough and reliable identification of in-scope information systems and IT general controls, planning, testing, documentation, and reporting of the effectiveness of financial reporting for delivery to the senior management and external committees.

With minimal guidance, assesses business processes, identifies control deficiencies and recommendations, and prepares work papers and documentation to support the annual assessment.

Supports more senior colleagues with tracking the status of deficiencies,, reviews remediation by process owners and reporting findings to SOX leadership and management. Helps to support with guidance on the integration of internal controls into finance processes and systems to other members of the organization.

No direct reports. Contributes to the achievement of team goals and objectives.

Modified based upon local regulations/requirements.

Bachelor's Degree or the equivalent combination of education and experience is required. 5-7 years of experience in information risk…