Compliance Program Specialist

PA - Pittsburgh (15222)

AL - Birmingham

Downers Grove - Corridors III (IL417)

OH - Columbus

Full time

R239609

** Position Overview*
* At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected, valued and have an opportunity to contribute to the company's success.  As a Compliance Program Specialist within PNC's Enterprise Compliance organization, you will be based in Pittsburgh, PA / Columbus, OH / Birmingham, AL / Downers Grove, IL.

Enterprise Compliance is responsible for assessing Compliance Risk and providing oversight to PNC's lines of business which originate or service financial products and services. This role within the IRM Enterprise Compliance Team provides oversight of front line compliance risk management activities. The successful candidate will:

- Implement compliance programs to prevent illegal, unethical, or improper business practices.

- Conduct complaint monitoring functions, including conduct and reputational/fair access risk complaint evaluations.

- Support issues management activities to ensure adherence with established guidelines.

- Perform relevant tasks in support of the Compliance Program Framework (Identify, Assess, Monitor, Report), including periodic risk assessments and reporting.

- Support oversight activities related to Conduct and Reputational and other risks as assigned.

- Perform independent detective risk management activities including monitoring and targeted reviews.

- Support key business initiatives by gathering and analyzing data to identify compliance risks. May assist in suggesting resolutions.

- Demonstrate regulatory expertise in assigned areas and support CMS in general.

- Research current laws, rules, and other regulatory requirements and drafts or assess Compliance Manuals, Front Office materials, policies, and procedures to ensure alignment.

- Participate in discussions where operational execution adversely affects compliance risk.

- Assist in updating or implementing new/enhanced reports in order to ensure timely and effective compliance with regulatory requirements.

- Strong written and oral communication and presentation skills, proficiency in Microsoft Word, Excel, and PowerPoint, and a strong analytical mindset with a desire to learn and grow are required.

PNC is an in-office company that fosters a supportive culture where employees can thrive and achieve balance. We encourage candidates to connect with their recruiter and hiring manager to understand workplace expectations and ensure the role aligns with their goals.

PNC will not provide sponsorship for employment visas or participate in STEM OPT for this position.

** Job Description*
* + Implements compliance programs to prevent illegal, unethical, or improper business practices. Develops ability to constructively challenge conclusions/status quo.

+ Supports key business initiatives by gathering and analyzing data to identify compliance risks. May assist in suggesting resolutions. As necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as marketing materials, sales programs, product development, documentation review and other business initiatives.

+ Assesses activity for existing and emerging risks. May evaluate the materiality of the risks identified. Researches current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment.

+ Coordinates the compliance monitoring program and reviews activity to ensure it falls within established risk control limits. Executes on the Compliance program objectives for assigned area, products/services, and applicable regulations. May communicate and socialize compliance program objectives to business partners. Under supervision, challenges analyses and formulates recommendations.

+ Prepares compliance reports. Identifies issues illustrated by the reports, escalates through proper governance channels as needed. Assists, as appropriate, in updating or implementing new/enhanced reports in order to ensure timely and effective compliance with regulatory requirements.

PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be:

+  
** Customer Focused**  - Knowledgeable of the values and…