AML Sr. Investigator III

Job Title

AML Senior Investigator III / AML Sr. Supervisor

Principal Associate

The Anti‑Money Laundering (AML) Senior Supervisor supervises various AML processes, which might include suspicious activity investigations, 314(b) or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti‑money laundering and global sanction activities as well as managing the workflow of the AML team.

The AML Investigator III coaches their team and teaches others about AML processes through training and education.

• Operational Management; supervise daily workflow, operational queues, and metrics.
• Manage, develop, train, and lead a team of investigators and supervisors.
• Write and deliver performance reviews, including development action plans.
• Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews.
• Assess internal trends, external regulatory findings, and current law‑enforcement inquiries to make policy recommendations.
• Report potential findings to management in a timely manner, both verbally and in writing.
• Conduct, review, and evaluate findings using AML/KYC/CIP knowledge.
• Subject Matter Expert (SME) in AML; provide direction and assistance on AML‑related investigations.
• Strong analytical writing and communication skills, along with excellent organizational and time‑management skills.
• Escalation handling: handle escalated issues as appropriate for advanced investigation and analysis.
• Industry knowledge: assess internal trends, external regulatory and law‑enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.

• High School Diploma, GED or equivalent certification.
• At least 3 years of Anti‑Money Laundering (AML) experience within financial services.
• At least 2 years of people‑management experience.

• Bachelor’s Degree.
• 4+ years of AML experience within financial services industry.
• 3+ years of people‑management experience.
• 1+ year of process‑management experience.
• Certified Anti‑Money Laundering Specialist (CAMS) certification.

Richmond, VA: $106,700 – $121,700 for AML Sr. Investigator III

Chicago, IL: $106,700 – $121,700 for AML Sr. Investigator III

McLean, VA: $117,300 – $133,900 for AML Sr. Investigator III

Plano, TX: $106,700 – $121,700 for AML Sr. Investigator III

Wilmington, DE: $106,700 – $121,700 for AML Sr. Investigator III

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being.

Capital One is an equal‑opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23‑A of the New York Correction Law;
San Francisco, California Police Code Article 49, Sections 4901‑4920;
New York City’s Fair Chance Act;
Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

For technical support or questions about Capital One’s recruiting process, please send an email to  If you require an accommodation, contact Capital One Recruiting at 1‑800‑304‑9102 or via email at Recruitin

This role is expected to accept applications for a minimum of 5 business days.