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Regulatory Compliance Specialist

Equity Compliance & Filings Associate

Job in Purchase, Westchester County, New York, 10577, USA
Listing for: Morgan Stanley
Full Time position
Listed on 2026-01-02
Job specializations:
  • Business
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm is seeking a Business Solutions Representative to assist with regulatory filings and customer inquiries. The ideal candidate will have strong communication skills, familiarity with SEC regulations, and a degree in a related field. Responsibilities include supporting due diligence efforts and maintaining compliance standards. Competitive salary is offered, along with additional perks typical of industry leaders, and a commitment to diversity and inclusion.
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Position Requirements
10+ Years work experience
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