Executive bTrading Plan Specialist
Listed on 2026-10-06
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Finance & Banking
Morgan Stanley in New York seeks an Executive Services Specialist to oversee the adoption and management of 10b5-1 trading plans for senior executives and issuers, delivering high‑touch, confidential service. You will interact daily with C‑Suite clients and internal partners, ensure privacy and regulatory compliance, and keep detailed records while improving processes.
Requires SIE, Series 7 and Series 63 licenses; a bachelor’s degree is required; MBA/CFA preferred; base pay ranges from $70k to
The Executive 10b5-1 Trading Plan Specialist position in the Finance field is open for applications.
The advertised compensation is 70..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Executive 10b5-1 Trading Plan Specialist role in the description above.
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