Regional Compliance Leader - Wealth Management Northeast

Job in Purchase, Westchester County, New York, 10577, USA

Listing for: Morgan Stanley

Full Time position
Listed on 2026-10-06

Job specializations:

Finance & Banking
Wealth Management, Regulatory Compliance Specialist
Management
Wealth Management, Regulatory Compliance Specialist

Salary/Wage Range or Industry Benchmark: 165000 - 275000 USD Yearly USD 165000.00 275000.00 YEAR

Morgan Stanley is seeking a Regional Compliance Officer in Purchase, NY. This executive role involves providing compliance guidance, addressing high-risk matters, and enhancing supervisory policy within Wealth Management. Candidates should have at least 10 years of compliance experience, a deep understanding of SEC and FINRA regulations, and the ability to lead initiatives. The position offers an expected base salary between $165,000 and $275,000, along with comprehensive benefits and a supportive environment.
Are you ready to take on the Regional Compliance Leader
- Wealth Management Northeast role at Morgan Stanley? Take a moment to read everything above and see whether this role is right for you. This posting is for the Regional Compliance Leader
- Wealth Management Northeast role at Morgan Stanley, based in Purchase, NY, United States. We are looking to fill the Regional Compliance Leader
- Wealth Management Northeast position at Morgan Stanley in Purchase, NY, United States.

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