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Regulatory Compliance Specialist Banking Operations

Senior Compliance Analyst – Investment Adviser Controls

Job in Raleigh, Wake County, North Carolina, 27601, USA
Listing for: National Society of Compliance Professionals
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Banking Operations
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A notable compliance firm is looking for a Compliance Senior Associate in Raleigh, NC. The candidate will work closely with the compliance team to maintain and implement the compliance program, ensuring adherence to all applicable regulations. Responsibilities include coordinating compliance tests, assisting with Code of Ethics compliance, and supporting overall compliance operations. This is a mid-senior level, full-time position requiring a bachelor's degree and 3-5 years of relevant experience.
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Position Requirements
10+ Years work experience
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