Senior Compliance Lead – Wealth & Financial Planning

A prominent national financial firm in the United Kingdom is seeking an experienced Senior Compliance Manager to enhance their governance framework. This key leadership position involves providing expert compliance guidance to support financial planning. Candidates should have extensive experience in compliance, particularly within wealth management, and a strong understanding of Conduct Rules. This full-time role offers an opportunity to influence senior stakeholders and ensure adherence to regulatory expectations.
The Senior Compliance Lead – Wealth & Financial Planning role at Clayton Davies is now open for applications in England, United Kingdom. All applications are reviewed carefully by our team. The position is based in England, United Kingdom. This opportunity is part of our work in Management & Operations. The advertised compensation is 50.000 - 70.000. We aim to respond to suitable candidates as soon as possible.