More jobs:
Third Party Market Conduct Specialist
Job Description & How to Apply Below
Assess market conduct risk for CLIC in a hybrid Specialist position, applying compliance judgment and operational expertise two days in office.
Within Individual Insurance and Wealth Management, this regular full-time Specialist supports Co-operators’ Market Conduct and Compliance Framework. You will assess Advisor suitability, monitor Advisors and MGAs/AGAs, and complete audits. The work also includes onboarding access and commission processing.
Key Responsibilities:- Assess Advisor suitability using established contracting standards
- Monitor market conduct among Advisors and MGAs/AGAs
- Perform scheduled Advisor and MGA/AGA audits
- Prepare monitoring and audit summary notes and reports
- Process commission files and analyze related data
- Two to four years in insurance, analysis, audit, or compliance
- Education in business, accounting, risk, compliance, or audit beneficial
- Knowledge of analytical methods and financial industry regulations
- Understanding of Life Insurance products and procedures
- Ability to analyze multiple data streams and communicate clearly
Apply market conduct assessment, audit, and compliance skills while supporting Advisor onboarding and commissions at CLIC.
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×