Anti- Laundering - Compliance Advisor Manager

Providing input on business AML regulatory requirements;

Providing guidance on business policies, standards, and procedures;

Leading and reviewing department training, as appropriate;

Providing AML compliance advice on complex projects;

Providing guidance on controls over regulatory AML requirements and line of business monitoring of those controls;

Performing targeted tests on lines of business controls and provide guidance on identified risks;

Partner with other second line of defense functions, such as Enterprise External Fraud, to provide effective challenge to lines of business on the design and execution of their fraud programs;

Review issues generated by lines of business and provide guidance on remediation; escalate and facilitate with subject matter experts, when necessary;

Identify trends in data and advise on identified AML compliance emerging risks;

Maintain subject matter expertise of applicable AML laws and regulations and fraud trends and typologies;

Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations;

Perform and review control assessments executed by peers for accuracy and adherence to test procedures;

Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for AML compliance impacts;

Provide effective challenge and guidance on AML compliance risks and support lines of business through execution of large initiatives, such as new product launches and mergers, as well as regular interactions and forum engagements;

Advise lines of business on application of AML compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation;

Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train;

Support lines of business through expert advice, influencing adjustments to the processes, procedures, and controls;

Conduct targeted validations and reviews on controls over applicable AML regulations;

Active involvement with compliance testing and third-party compliance;

Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate compliance risk management;

Flexibility to periodically travel to various Capital One locations, as necessary.

Bachelor’s Degree or military experience;

At least 5 years of fraud or Anti-Money Laundering (AML) experience, or in an audit or legal role supporting fraud or AML;

At least 5 years of experience supporting, partnering, and interacting with internal business clients.

3 years of experience with credit card fraud or auto lending fraud;

5 years of experience in an advisory or consultant capacity;

7 years of fraud or Anti-Money Laundering (AML) experience, or in an audit or legal role supporting fraud or AML;

Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), Association of Certified Financial Crime Specialists (CFCS), or Association of Certified Anti-Money Laundering Specialists (ACAMS) certification.