AML Sr. Investigator III

AML Senior Investigator III (AML Sr. Investigator III) at Capital One

Level: Principal Associate

Job Description:

The Anti‑Money Laundering (AML) Senior Supervisor supervises various AML processes, which might include suspicious activity investigations, 314(b) or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti‑money laundering and global sanction activities as well as managing the workflow of the AML team.

The AML Investigator III coaches their team and teaches others about AML processes through training and education.

Responsibilities:

• Operational Management; supervise daily workflow, operational queues, and metrics
• Manage, develop, train, and lead a team of investigators and supervisors
• Write and deliver performance reviews, including development action plans
• Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews.
• Assess internal trends, external regulatory findings, and current law enforcement inquiries to make policy recommendations
• Report verbatim and written potential findings to management in a timely manner
• Conduct, review, and evaluate findings using AML/KYC/CIP knowledge
• Subject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigations
• Strong analytical writing and communication skills will be a key component as well as use of excellent organizational and time management skills
• Escalation Handling:
  Handle escalated issues as appropriate for advanced investigation and analysis
• Industry Knowledge:
  Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas

Basic Qualifications:

• High School Diploma, GED or equivalent certification
• At least 3 years of Anti‑Money Laundering (AML) experience within financial services
• At least 2 years of people management experience

Preferred Qualifications:

• Bachelor’s Degree
• 4+ years of AML experience within financial services industry
• 3+ years of people management experience
• 1+ year of process management experience
• Certified Anti‑Money Laundering Specialist (CAMS) certification

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Salary by location (annual full‑time):

• Richmond, VA: $106,700 - $121,700
• Chicago, IL: $106,700 - $121,700
• McLean, VA: $117,300 - $133,900
• Plano, TX: $106,700 - $121,700
• Wilmington, DE: $106,700 - $121,700

Capital One is an equal‑opportunity employer (EOE, including disability/vet), committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with applicable laws regarding criminal background inquiries.

This role is expected to accept applications for a minimum of 5 business days.