Sr Manager, AML Risk Assessment

Role Overview

Anti‑Money Laundering (AML) is a key risk function within Capital One’s Compliance & Ethics (C&E). In this role, you will work within Capital One’s AML Program Risk Office (AMLPRO) and partner with stakeholders across all of Capital One’s lines of businesses. You will be responsible for leading a team of risk assessors through the execution of Capital One’s enterprise‑wide money laundering and sanctions risk assessment.

This leader will also drive quality and consistency in the analysis and interpretation of results for risk assessments and help the business understand the implications of potential recommendations and determine next steps.

Senior Risk Managers at Capital One are highly motivated risk‑management professionals with excellent project management and communication skills. They have a high level of exposure across lines of business and the opportunity to work with Executives to create and implement innovative solutions that identify and mitigate potential risks to the Company.

• Manage and develop a team of risk assessors.
• Lead the execution of the enterprise Money Laundering and Sanctions risk assessment.
• Leverage industry benchmarking to determine best practices and lessons learned regarding components of the AML and Sanctions Risk framework.
• Collaborate effectively across multiple organizations such as Operational Risk Management, Enterprise Risk Management, Compliance, Business Risk Offices, Operational Risk Sub‑Steward organizations, Information Technology, etc. to achieve objectives.
• Monitor AML and sanctions related issues and recommendations stemming from the various assessments performed under the risk and controls organization.
• Write and revise documents such as policies, standards, procedures, and guidelines. Develop and enhance processes, tools, templates, and job aides. Write, contribute to, edit, and deliver presentations that aid in the design, development, refinement, and usage of Risk methods.
• Partner with oversight groups to advance Capital One’s risk assessments.
• Interface with regulators and audit partners, representing the AML Risk Assessment function.
• Engage in new projects and ad‑hoc leadership activities, as requested by senior leadership.

• Bachelor’s Degree or Military experience.
• At least 5 years of compliance experience within financial services, or at least 5 years of risk management experience within financial services, or at least 5 years of audit experience, or a combination.
• At least 5 years of project management experience.
• At least 5 years of people management experience.
• At least 3 years of experience with Google Suites.

• Master’s degree.
• 7+ years of experience within financial services compliance, risk management, or audit.
• 7+ years of project management experience.
• 7+ years of people management experience.
• CRCM, CAMS, or CFE certification, or willingness to pursue.
• Understanding of data analytics tools and concepts.

• Chicago, IL: $155,300 – $177,200 for Sr. Risk Manager
• McLean, VA: $170,800 – $194,900 for Sr. Risk Manager
• Plano, TX: $155,300 – $177,200 for Sr. Risk Manager
• Richmond, VA: $155,300 – $177,200 for Sr. Risk Manager

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

This role is also eligible to earn performance‑based incentive compensation, which may include cash bonus(es) and/or long‑term incentives (LTI). Incentives could be discretionary or non‑discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being. Eligibility varies based on full‑ or part‑time status, exempt or non‑exempt status, and management level.

Capital One is an equal‑opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal…