More jobs:
Control Room/Compliance Associate
Job in
City of Rochester, Rochester, Monroe County, New York, 14602, USA
Listed on 2026-10-12
Listing for:
Landing Point
Full Time
position Listed on 2026-10-12
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
A diversified credit and real estate investing platform within a leading global alternative asset management firm manages approximately $78 billion across a broad range of strategies. They are seeking a temporary mid-level Control Room / Compliance Professional to support their compliance function during a staffing transition.
Job Responsibilities:- Support Control Room activities, including the review and administration of MNPI, conflicts of interest, trading restrictions, and related procedures.
- Assist with Code of Ethics, personal trading, and other compliance processes.
- Help maintain accurate records and support the consistent application of compliance policies.
- Collaborate with internal stakeholders on day-to-day compliance matters.
- Approximately 3 or more years of relevant Control Room or compliance experience.
- Working knowledge of MNPI, conflicts of interest, trading restrictions, and related compliance concepts.
- Experience with in asset management, private equity, or a similar investment environment preferred.
- Credit-related experience is a plus.
Pay Rate: $40 - $60/hr
Position Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×