Senior Compliance Monitoring & Testing Lead
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
TD Securities (USA) LLC is seeking a Senior Compliance Officer for the US Compliance Monitoring and Testing team. You will help develop the annual testing plan, determine review scope, and coordinate evidence gathering across global stakeholders.
The role requires 5+ years in Compliance Testing or Audit, with strong analytical, organizational and communication skills, and the ability to influence senior managers and regulators.
We would love to welcome a new Senior Compliance Monitoring & Testing Lead to our team in City of Rochester, NY, United States.
We appreciate your interest in this position.
Join TD Securities (USA) LLC and contribute to our ongoing work.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the Senior Compliance Monitoring & Testing Lead role at TD Securities (USA) LLC, based in City of Rochester, NY, United States.
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